The Canadian Investment Regulatory Organization (CIRO) has announced a disciplinary hearing for Christina (Lorna) Cole, a former registered representative with BMO Investments Inc. The initial appearance is set for June 24, 2026, at 10:00 a.m. Pacific Time, via videoconference in Vancouver, British Columbia.
Allegations of Misappropriation
The hearing stems from allegations that Cole misappropriated or failed to account for funds obtained from client investment or bank accounts. The alleged violations occurred while she was a registered representative with BMO Investments Inc. in the Squamish, British Columbia area. Cole is not currently registered in the securities industry.
Public Access and Further Information
The initial appearance is open to the public unless the hearing panel orders otherwise. Individuals wishing to observe or obtain further details can complete a form provided by CIRO. The Notice of Hearing and Statement of Allegations are available on CIRO's website, outlining the specific charges against Cole.
CIRO, the pan-Canadian self-regulatory organization, oversees investment dealers, mutual fund dealers, and trading activity on Canada's debt and equity marketplaces. It is dedicated to investor protection, consistent regulation, and building trust in financial regulation.
Background on CIRO Proceedings
All disciplinary proceedings information for current and former member firms and individual registrants is available on CIRO's website. Background on advisors' qualifications and disciplinary history can be accessed through the AdvisorReport service, free of charge. Complaints can be made by calling 1-877-442-4322.
CIRO investigates potential misconduct by member firms and individual registrants. Disciplinary proceedings may result in sanctions including fines, suspensions, permanent bars, expulsion from membership, or termination of rights and privileges.
