Category : Search result: securities regulation


Trump grants clemency in $1.6B fraud case

President Trump granted clemency to David Gentile, convicted in a $1.6 billion investment fraud scheme affecting thousands. Learn about the case details and implications.

Supreme Court Allows Investor Mining Lawsuit

Canada's Supreme Court permits investor legal action against a mining company to move forward, marking a significant ruling for shareholder rights and corporate accountability.

Exchanges warn SEC against crypto rule bypassing

Major stock exchanges demand SEC prevent cryptocurrency companies from circumventing securities regulations. Learn how this could impact crypto market oversight and investor protection in Canada.

Canadian Biotech Fights Stock Spoofing Claims

A Canadian biotechnology company faces allegations of stock manipulation as it fights to prove itself a victim of market spoofing. Learn about this financial battle.

EU Regulator Denies Tesla FSD Approval Claim

Dutch regulator RDW refutes Tesla's claim of impending Full Self-Driving approval in Europe. Get the latest on the regulatory clash delaying Tesla's autonomous tech.

Bitcoin Mining Rebounds in China Despite 2021 Ban

Despite China's 2021 cryptocurrency mining ban, Bitcoin operations have significantly recovered, raising questions about enforcement and industry resilience. Learn about the latest developments.

Crypto firm appeals $176M Fintrac penalty

A B.C.-incorporated cryptocurrency company is fighting a record $176 million penalty from Fintrac. Learn about the appeal and what it means for crypto regulation in Canada.

Crypto Firm Appeals Record $176M Fine in Canada

Xeltox Enterprises Ltd. is fighting a historic $176M fine from FinTRAC for alleged money laundering violations. Discover the details of the case and its implications for Canada's crypto sector.

Canaccord nears $75M US regulatory settlement

Canaccord Genuity Group Inc. is close to resolving U.S. compliance issues, setting aside US$75 million for penalties. Two senior compliance officers faced FINRA suspensions.

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