Category : Search result: investment banking regulation


Crypto firm appeals $176M Fintrac penalty

A B.C.-incorporated cryptocurrency company is fighting a record $176 million penalty from Fintrac. Learn about the appeal and what it means for crypto regulation in Canada.

Crypto Firm Appeals Record $176M Fine in Canada

Xeltox Enterprises Ltd. is fighting a historic $176M fine from FinTRAC for alleged money laundering violations. Discover the details of the case and its implications for Canada's crypto sector.

Scotiabank fined $34k for harassing debt calls

Scotiabank will pay nearly $34,000 after Consumer Protection B.C. found the bank harassed a client with over 100 collection calls. Learn your rights against debt collection harassment.

Scotiabank appoints Phil Thomas as new COO

Scotiabank announces major executive restructuring with Phil Thomas taking the COO role. Learn about the leadership changes at Canada's third-largest bank.

TD Bank Settles Human Rights Complaint in B.C.

TD Bank resolves human rights complaint filed by Muslim-Indigenous man denied service at Surrey branch. Settlement marks victory for religious accommodation rights in Canada.

Canaccord nears $75M US regulatory settlement

Canaccord Genuity Group Inc. is close to resolving U.S. compliance issues, setting aside US$75 million for penalties. Two senior compliance officers faced FINRA suspensions.

France Urges EU Shein Probe Over Illegal Items

France calls for urgent EU investigation into fast-fashion giant Shein after discovery of prohibited items including child-like sex dolls and hazardous products on their platform.

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