Canada's Financial Regulation Needs Innovation Focus
Financial regulation in Canada must prioritize innovation and competition alongside stability to boost productivity and economic growth, argues expert Gherardo Caracciolo.
Category : Search result: financial compliance
SEC probing Jefferies over First Brands disclosures
The SEC is investigating Jefferies Financial Group regarding its disclosures about exposure to bankrupt auto-parts supplier First Brands Group. Learn about the probe's details and market impact.
Guelph senior loses $15K in bank card scam
Guelph police issue urgent warning after senior loses nearly $15,000 in sophisticated bank card scam. Learn how to protect yourself from financial fraud.
Alberta bill fights false financial information
Alberta introduces legislation to combat false information affecting financial markets. Learn how this protects investors and maintains market integrity in Canada.
Barrie advisor misses hearing after fraud conviction
Barrie-area financial advisor Kevin Douse fails to appear at regulatory hearing following $1.8 million fraud conviction. Learn about the case details and consequences.
SWB Financial Lists on NYSE in $8.1B SPAC Deal
Financial services firm SWB announces landmark $8.1 billion SPAC deal to list on New York Stock Exchange, marking one of 2025's major financial market developments.
BC brokerages fined $190K for money laundering violations
Two British Columbia real estate brokerages face $190,000 in FINTRAC penalties for anti-money laundering failures. Learn about the enforcement actions and regulatory crackdown.
Fairfax's $4B Big Short on 2008 Financial Crisis
Discover how Prem Watsa's Fairfax Financial foresaw the 2008 crisis and turned a defensive bet into a $4 billion windfall through conviction and patience.
Barrie Police Expose Urgent Scam Warning Signs
Barrie Police highlight critical scam red flags and prevention strategies. Learn how to protect yourself from financial fraud by recognizing urgency tactics used by criminals.
Nova Scotia cracks down on illegal seafood trade
Nova Scotia establishes new compliance unit targeting illegal seafood operations. Learn how this initiative protects local fisheries and consumers.
Financial planner: Budget reduces holiday stress
Certified financial planner offers practical budgeting advice to manage holiday financial stress. Learn how to enjoy the season without breaking the bank.
Ottawa police seek 4 in bank investigator scams
Ottawa Police are asking for public help to identify four suspects in a series of 'bank investigator' scams that targeted victims between April and September 2025.
Canaccord nears $75M US regulatory settlement
Canaccord Genuity Group Inc. is close to resolving U.S. compliance issues, setting aside US$75 million for penalties. Two senior compliance officers faced FINRA suspensions.
George Weston posts $477M Q3 profit, revenue up 5%
George Weston Ltd. reports strong Q3 2025 results with a $477 million profit and nearly 5% revenue growth. Discover the key drivers behind this performance and what's next for the Canadian retail giant.
Gold vs Bitcoin: Are They True Crash Hedges?
Financial expert analyzes whether gold and bitcoin truly protect against financial crashes. Discover practical investment options for Canadian seniors seeking portfolio security.
Protect Your Money from AI Scams: Expert Tips
As scammers turn to artificial intelligence, learn how to safeguard your finances with automatic skepticism and proven security strategies. Stay protected now.
Guelph business charged after Fergus inspection
A Guelph business faces charges following an inspection in Fergus. Learn about the enforcement action and what it means for local business compliance standards.
Managing TFSAs, RRSPs and Assets During Divorce
Expert financial steps to protect your credit and rebuild your finances after divorce. Learn how to handle TFSAs, RRSPs and shared assets in Canada.
Guelph man loses $90K in cryptocurrency scam
An Ontario man was defrauded of $90,000 in a complex cryptocurrency investment scam. Learn how to protect yourself from similar financial fraud.
Senior Scam Protection Tips for 2025 Holiday Season
Learn essential strategies to avoid holiday scams targeting Canadian seniors. Expert advice from Kim Phillips on protecting your finances and personal information during the festive season.
Brookfield Q3 Profit Rises as Business Diversification Pays Off
Brookfield Corporation announces significant Q3 profit growth with increased shareholder returns. Discover how their global investment strategy continues to deliver strong financial performance.
Manulife reports $1.8B in Q3 earnings
Manulife Financial announced $1.8 billion in Q3 2025 earnings, a slight decrease year-over-year. Discover the key figures and what this means for Canada's insurance giant.
Ukraine Corruption Scandal Amid Eastern Front Battles
Ukrainian President Zelenskyy faces major corruption scandal while military defends key eastern city. EU pledges $7B aid as investigation reveals $100M energy scheme.
Taseko Q3 2025: Improved Copper Output & Lower Costs
Taseko Mines reports improved Q3 2025 financial results with $62M EBITDA and 27.6M lbs copper production. Gibraltar mine performance strengthens as Florence Copper advances.
Survey: Many Canadians Confused by Credit Scores
A new survey reveals nearly 50% of Canadians lack understanding of credit score calculations. Learn how to improve your financial literacy and credit health today.
Mexico suspends 13 casinos for money laundering
Mexican authorities have suspended 13 casinos amid money laundering allegations. This major enforcement action targets illicit financial operations in the gaming industry.
Man charged in Halifax senior scam targeting elderly
A 25-year-old man faces charges after allegedly scamming Halifax seniors. Learn how to protect yourself and recognize financial fraud targeting elderly Canadians.
Loblaw Q3 Earnings Up 4.6% as Discount Stores Thrive
Loblaw's Q3 revenue climbed to $19.4 billion as its discount banners outperformed conventional stores. Discover how consumer spending shifts are shaping grocery retail in Canada.
Counterfeit Money Warning in Windsor-Essex
Residents and businesses in Windsor-Essex warned about counterfeit money circulation. Learn how to identify fake bills and protect yourself from financial fraud.
Martinrea Reports $35.8M Q3 Profit, Up From Last Year
Canadian auto parts manufacturer Martinrea posts $35.8M Q3 profit, showing significant growth from previous year. Woodbridge plant continues supplying North American auto industry.
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