Category : Search result: SEC settlement


Canaccord nears $75M US regulatory settlement

Canaccord Genuity Group Inc. is close to resolving U.S. compliance issues, setting aside US$75 million for penalties. Two senior compliance officers faced FINRA suspensions.

NB Hospital Death Lawsuit Settled by Family

The family of a New Brunswick man who died in a hospital emergency room has reached a settlement in their lawsuit. The case highlights ongoing concerns about emergency healthcare in Canada.

Kansas County Pays $3M Over Newspaper Raid

Marion County agrees to $3 million settlement and apology after controversial police raid on local newspaper. A victory for press freedom in Canada and beyond.

B.C. Securities Commission settles for $4M+

The B.C. Securities Commission has reached a settlement exceeding $4 million with an individual and his company. Discover the details of this significant regulatory action.

Visa, Mastercard to cut fees in major settlement

Visa and Mastercard reach a landmark settlement with U.S. retailers, reducing fees and allowing merchants to reject high-cost premium credit cards. Learn how this impacts Canadian businesses.

Nasdaq Staffing Up for ETF Share Class Listings

Nasdaq is aggressively hiring to prepare for a surge in ETF share class listings after U.S. regulators approved the new structure. Learn how this move impacts the $13 trillion ETF market.

$7.3M Windsor High-Rise Fire Settlement Approved

A groundbreaking $7.3 million settlement brings closure to Windsor high-rise residents displaced by a devastating fire, approved by a judge despite municipal objections. Discover how this decision impacts tenant rights and housing security in Ontario.

Trump Returns to 60 Minutes After Lawsuit Settlement

Donald Trump makes his controversial return to CBS's 60 Minutes after settling his high-profile lawsuit against the news program. Get the inside story on the reconciliation and what was discussed.

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